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SEC Rule 10b-5
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#	Item
101	The ELIV Group, LLC and Scott Valente Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-03 15:14:40 U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Plaintiff SEC Rule 10b-5 Law Financial regulation Government United States securities law 76th United States Congress Investment Advisers Act
102	Market Conduct Regulations Contents Part 1: Preliminary Provisions Article 1: Definitions Add to Reading List Source URL: cma.org.sa Language: English - Date: 2014-11-12 04:59:23 Economics Insider trading Stock market Financial economics Capital Market Authority Market manipulation Securities Exchange Act SEC Rule 10b-5 Financial crimes Financial system Corruption
103	INITIAL DECISION RELEASE NO. 710 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-26 14:29:56 SEC filings Financial regulation Government Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Securities Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
104	Microsoft Word - 13-1837_opn Add to Reading List Source URL: www.wlrk.net Language: English - Date: 2014-12-10 18:07:17 Financial system Economics Insider trading United States securities law SEC Rule 10b-5 Fiduciary Securities fraud Insider Corruption Law Stock market
105	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 12:57:23 Types of business entity Law Economics Corporate finance Stock market Tender offer Short SEC Rule 10b-5 United Kingdom company law Business Finance Corporations law
106	Use of Non-Public Information and Other Securities Law Issues Affecting Security Futures Products Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:29:58 Finance Stock market Corruption Insider trading Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Futures contract Commodity Futures Trading Commission United States securities law Financial system Financial economics
107	Complaint for Permanent Injunction and Other Relief Add to Reading List Source URL: regmedia.co.uk Language: English - Date: 2008-10-01 20:06:32 Economics Finance 73rd United States Congress United States Securities and Exchange Commission Insider trading Securities Exchange Act SEC Rule 10b-5 New York Stock Exchange Mergers and acquisitions United States securities law Economy of the United States Business
108	No[removed]IN THE UNITED STATES COURT OF APPEALS FOR THE SEVENTH CIRCUIT DAVID KURZ and RAYMOND HEINZL, Plaintiffs-Appellants, v. Add to Reading List Source URL: www.appellate.net Language: English - Date: 2008-11-04 13:43:31 Private Securities Litigation Reform Act Amicus curiae Brief SEC Rule 10b-5 Law Financial services Financial economics Legal documents United States securities law Fidelity Investments
109	FILED United States Court of Appeals Tenth Circuit July 31, 2009 PUBLISH Add to Reading List Source URL: www.ca10.uscourts.gov Language: English - Date: 2014-02-21 15:41:11 Joseph Nacchio Qwest Daniel Fischel Insider trading United States v. Booker United States Federal Sentencing Guidelines SEC Rule 10b-5 Presentence investigation report Afshin Mohebbi Communications in the United States Western United States United States
110	BUSINESS INSURANCE EXECUTIVE PROTECTION What Is the JOBS Act? And Will Your Company Face New Risks? Passage in 2012 of the Jumpstart Our Business Startups (JOBS) Act makes it easier for companies to raise Add to Reading List Source URL: www.chubb.com Language: English - Date: 2014-05-16 09:31:03 Finance United States Securities and Exchange Commission 73rd United States Congress New Deal Securities Act Directors and officers liability insurance U.S. Securities and Exchange Commission SEC Rule 10b-5 Private placement United States securities law Financial economics Investment

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